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    Prospects For Understanding Complexity: A Final Rant
    By Michael White | May 22nd 2010 10:58 PM | 16 comments | Print | E-mail | Track Comments
    About Michael

    Welcome to Adaptive Complexity, where I write about genomics, systems biology, evolution, and the connection between science and literature,

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    In the final chapter of the book Complexity: A Guided Tour, Mitchell gets to the heart of the real issues that I've been griping about in this blog. She begins by citing a harsh, 1995 piece by John Horgan, “Is Complexity A Sham?”


    The article contained two main criticisms. First, in Horgan’s view, it was unlikely that the field of complex systems would uncover any useful general principles, and second, he believed that the predominance of computer modeling made complexity a “fact-free science.”


    These are still the main criticisms many have, including myself. Maybe there are common or general principles of complex systems out there, maybe there aren’t - and if there aren’t, it might not ever be obvious. The worst possibility is that people keep searching, decade after decade, for something that doesn’t exist. Maybe there are systems that just are really, really complex, in their own unique way, extremely heterogeneous systems whose properties determined primarily by a non-reproducible history.

    Take cellular automata for example. There has been some fruitful work done on relatively simple cellular automata, and the impressive result is that systems of simple elements that obey local rules can produce very rich, complex, but understandable behavior.

    So what about systems comprised not of relatively simple elements, but complex ones? Instead of cellular automata made up of cells with two or three possible states and a handful of rules, what of ones with a dozen different types of cells, arranged in some complex spatial pattern, each of which can be in one of a dozen different states, following local rules that are specific to the type and state of the cell? Contemplating a system like that, it’s hard not to consider the possibility that there are no general principles governing most or all complex systems.

    The awkwardness of some attempts to apply universal principles to very different systems is particularly clear in network science. Applying a network analysis to understand the vulnerabilities of the power grid or the Internet (where the meaning of edges and nodes in the network is fairly consistent) seems natural. It’s not so natural to apply network ideas to protein-protein interaction networks (with a few limited exceptions), or genetic networks, when the relationship between nodes isn’t so consistent across the entire network. Perhaps molecular biological ‘networks’ are more like the parts of your car: is it helpful, really, to know whether the network of physical part interactions inside my Mazda 626 is scale free? Even if general principles can be found, they may not be fruitful - which is something that would certainly prevent complexity from ever being a mature science.

    Second, there is a lot of fact-free science in the world of the complexity sciences. Perhaps because many complex systems researchers are so excited about focusing in on commonalities, they not only ignore system-specific details they deem irrelevant, but fail to actually learn what they’re ignoring, leaving them unable to judge how well their theories succeed, because they don’t know much about evolution or ecology or economics or whatever. There is a lot of biology tourism by some computational people who really are doing fact-free science. They are happy if they can successfully use their model to number-crunch some data set (typically the other half of the single dataset they used to train their model); they declare victory and say that their success means that some grand idea (typically untested, if not untestable) that motivated their model has been vindicated.

    In this fashion, the yeast cell cycle transcription network has been ‘shown’ to be robust 50 times over. As far as I can tell, this computational finding has not inspired a single new experiment. I once asked a speaker who had built a model that ‘explained’ known gene expression patterns in a developing embryo, how he planned to test his model. His answer was, literally, that he had no idea; in his mind, the fact that he could computationally reproduce known experimental facts was enough. That’s just bad science.

    And so, I finish Complexity: A Guided Tour having read in it many claims about how new (allegedly complexity-inspired) ideas in biology are overthrowing long-held doctrines about genes and evolution, and yet I didn’t find more than two examples of any application of non-linear dynamics, mathematical network theory, cellular automata, information theory, Turing machines, Gödel’s incompleteness theorem, genetic algorithms, game theory, or fractals actually applied successfully to a genuine biological question. And in both cases rigorous experimental testing is lacking. One is Robert Axelrod’s game theoretic exploration of cooperation in biology. The other is metabolic scaling theory (which looks at the relationship between metabolic rate and organism size), which has so far failed to be widely convincing, and, worse, is associated with grandiose claims about its potential to be the unifying theory of biology, on par with Newton’s Laws in physics. When it comes to biology, complexity sciences have produced more hype than fruitful results. This stands in stark contrast to the successes of genuinely hot fields in biology, like genome biology and human genetics.

    I won’t end on a completely negative note. The mediocre treatment of biology in this book has got my hackles raised, but the book’s author, Melanie Mitchell (a computer science professor) is honest throughout the book about the criticisms that have been raised.

    I can understand why this subject is so seductive. (If you don't believe me, check out the name of my blog.) There is such rich theory in physics and mathematics about computation, about information processing, about emergent properties, theory that has been quite successful when applied to the typical systems physicists study. The link between thermodynamics and information is stunning. How could there not be a fruitful way to apply these ideas to information processing inside of the cell? How does a physical-chemical system of metabolites, proteins, nucleic acids and lipids sense the environment, make a decision, and execute that decision? Narrative models (of the type typically found in Figure 7 or 8 of your average Cell paper) are unsatisfying Rube Goldberg contraptions.

    And yet, as Mitchell relates, as seductive as these ideas are, they’ve failed repeatedly to live up to their promise over the decades (especially in biology) - from Cybernetics to General Systems Theory to the new sciences of complexity. They have been largely “intriguing analogies among different systems without producing a coherent and rigorous mathematical theory that explains or predicts their behavior.” Maybe most complex systems really are unique Rube Goldberg machines.

    Previous failures obviously don’t mean there won’t be success in the future, but one sure path to failure is for complex systems scientists to fool themselves with their own hype. Wishful thinking can’t replace the rigor that has characterized the best science of the past 400 years.


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    Comments

    Yago
    Great, informative, lucid series of posts, Mike. 
    One serious problem with such abstract discussion on failures of others and then using them to identify a pattern is: what would you do when a theory is indeed discovered? In about 6 months from now, I will be presenting a theory of complex systems (or, at least, people will be hearing about it).

    Using this theory, I will show how to solve the problem of origin of life from inanimate objects, how the first multicellular organisms came about from single cellular organisms, how we can have a direction in evolution even though all known self-assembly mechanisms are seemingly random, how to design complex systems with millions of moving parts both with and without the help of an intelligent being, how to eliminate the gap in our understanding of the laws obeyed to create any design (like a car or a cell) versus using the design (using a car obeys standards laws, but creating a car design is hidden inside our brain as intelligence, creativity and consciousness which are so far away from the standard laws discovered - same applies with living cells), what consciousness is, how to create synthetic conscious system, explaining self-awareness, free will, ability to sense space and the passage of time, what realizations and emotions are, build systems that exhibit these features, how to answer what to put in a synthetic system so it can exhibit human consciousness-like features and so on.

    Sure, I am fooling myself into thinking that I solved them, right? What does solving even mean? How can one have patterns and designs that are applicable to such broad and seemingly disjoint examples? One thing I do agree with you is that wishful thinking does not help. One needs to have a concrete dynamical systems framework to justify such claims.

    Hank
     In about 6 months from now, I will be presenting a theory of complex systems (or, at least, people will be hearing about it).
    In reading the rest of your comment my first inclination would be we don't agree on what a theory is.  And I am not being patronizing, I think it might be interesting to see what you have but it is a long way from conjecture to theory.
    Want more no-nonsense, independent science? Buy Science Left Behind
    adaptivecomplexity
    You exemplify a common outlook in the complex systems crowd: that the outstanding problems are going to be solved in a revolutionary way. I disagree - nobody, including yourself, is not going to come up with a single neat theory that suddenly explains the origin of life. 
    Understanding the origins of life is not going to be like coming up with General Relativity or proving the Riemann Hypothesis. Progress in biology tends to be more evolutionary - astute insights build on one another to complete the picture. It's not going to be some single grand idea that solves everything.

    And then there is of course the problem of testing theories with convincing experiments...
    Mike
    smravuri

    If it is an outlook, wishful thinking or a hope like you mention within this complex systems crowd, I completely agree with you. But if it is a book with 850 pages that I am reading and correcting every day that has concrete designs and reveals structure and beauty of complex dynamical systems beyond existing theories, it is more than hope.

    There is one point from your comment I do want to elaborate on. You mentioned that progress in biology tends to be evolutionary. This approach works neatly if you are working on problems like trying to find a cure for cancer. I agree that there will be incremental improvements. For such problems, there is a natural notion of error, which each team tries to reduce and improve on. However, for the problems I have listed here, another common approach works better for, at least, two reasons.





    1. For consciousness problem, what is the incremental solution? You understand or build a system with partial self-awareness, or say, 20% sensing passage of time or ‘half’ free will? You want to improve on this using some astute mechanisms?


    2. For origin of life from inanimate objects, until you build a threshold system, which we call as a living being, humans can use their consciousness to follow an incremental approach. However, what is the incremental version of the ‘theory’ that explains this process? More generally, the laws that let you discover or create a design (like a car or a theory for origin of life) appear quite hidden within our brain or our consciousness compared to the laws that these designs actually obey (like Newton’s laws or quantum mechanical laws). The latter problem has a reasonable incremental approach, but for the former problem, it is luck for now (or, more nicely, our creativity).






    This is where the alternate approach becomes better – someone comes along and sees the patterns across enough such problems to identify a unified solution, instead of solving each individual problem mentioned in my post, incrementally and independently all the way to a satisfactory state.

    When solving some difficult mathematical puzzles, we notice that for some problems, you can tell that you followed a systematic and incremental approach to get to the solution. For others, you say that you just saw a pattern and there is no meaningful incremental solution. I hope you are not suggesting that biological problems are only of the first type.

    In any case, this sounds too philosophical. In the end, both you and I want a solution that we can use to not only understand these complex systems but to build them with these interesting features and beyond. We just have to wait and see how my ‘real’ theory (or conjecture), as opposed to what we or I am hoping to discover, will play out, especially since it is not an unspecified amount of time to wait.

    I am not sure that i understand what you are trying to say in this piece.

    The science of the last 400 years is what can be simply termed "objective". As such is it looks for measurable differences between objects. In doing this is sees the outsides or surfaces of objects. It classifies by looking at differences and this leads to specialisation. Anything that cannot be measured or is "subjective" at the individual or collective level is ignored and devalued.

    The result was that we got a command and control explanation of life. We could measure genes therefore they were in control. Men's work in the outside world was visible and paid therefore is was valuable. Women's work in the home, providing the support and the social glue and cohesiveness that is the bedrock of any system, was hidden and unpaid and was therefore devalued as were women's rights.

    Unless you are a member of the tea party or the radical right in the USA this reductive and simple view of the world has been transcended by a more complex and comprehensive view of the world. This is a world view that understands evolution and complex systems. Nothing can exist by itself - it can only exist in its relationship to other things. Objectivity is impossible where and subject is involved.

    For someone who lives and breathes reductive, specialist, silo orientated science their environment supports the reductive world view. In order that they can function in this environment coherently they need to adapt to it. This is one reason why it is so difficult for complexity of world view to evolve - we adapt to the environments we live in.

    Some of the stuff I have read of that purports to be systems level thinking is really subtle reductionism. Advances in imaging equipment have allowed us to see some of what was previously hidden. This has revealed hidden complexity. So we have increased complexity but the world view is still stuck in reduction land. There was an example in" systems biology" where researchers had discovered that the an attempt to suppress a process by blocking a transport channel was failing because the inflammatory cytocline simply found an alternative route around the blockage. Armed with this knowledge the "systems biologists" solution was more of the same at a more subtle level - design a drug that would block all the new routes discovered not just the main route.

    Can you see how this is is the same level of thinking. Complex thinking would see that something caused the the inflammatory cytocline to be present. So rather than attempt to block something that already exists (suppress the symptom - the surface level objective measurable expression of the condition) we think that we change the environmental condition/s that caused the inflammation in the first place.

    My view is that a complex adaptive thinking world view radically transforms how we see the world. It also increases the possible range of "solutions" we can design to solve problems and new possibilities we can create. Much of this comes in the subjective or hidden area of relationships rather than the world of equations.

    So while I agree that the world of objective measurement and experimentation has its place it needs to find a way to include the hidden complexity that exists.

    Part of the reason that we are running into all sorts of sustainability limits is because we lack a complex adaptive systems world view and lack the appropriate feedback systems that inform us about the state of our world. These feedback systems will need to find some way of quantifying the value of the support systems that we are trashing.

    adaptivecomplexity
    So while I agree that the world of objective measurement and experimentation has its place it needs to find a way to include the hidden complexity that exists
    I am on board with this. It's one thing to say reductionism is, for all of its spectacular success, insufficient; we can agree on that. It's something else all together to come up with an alternative scientific approach that actually allows us to make calculations, diagnose, understand, and treat disease, perform new experiments, and formulate testable hypotheses.
    Mike
    "common or general principles of complex systems"

    Can you say, 'oxymoron?'

    I'd be interested to know what you think of Martin Nowak's work: http://www.ped.fas.harvard.edu/people/faculty/ He applies evolutionary game theory and dynamics to real biomedical problems including cancer and infectious diseases.

    kerrjac
    Great article, I found it really insightful.

    I completely agree that 'complexity' is not an explanation. If anything, I tend to see it as a sign of the opposite. I become a bit more skeptical when people revert to saying that things are complex, be it in explaining causal links, or even just answering questions. Likewise, when people say that things involve lots of variables, or there are lots of things you have to take into account. Of course there will always be things in the world that are complex, but if complexity is a part - worse, a cornerstone - of an explanation, then (to borrow a phrase from economist Hugh Stretton) what value over ignorance do you add by using it?

    Furthermore, sometimes I suspect that unnecessary complexity can be a poignant sign that someone (or a general area of research) is on the wrong path - a sign that something is wrong, and you need to question and retrace your reasoning. 

    Consider for instance the Ptolemaic system - due to the model's false assumptions, it ballooned in complexity, until it toppled over with a simpler system that did a better job. The Copernican system not only moved things forward, but it simplified and improved real-word observation. 

    Sometimes I wonder if proponents of complex systems are modern Ptolemy's.
    Fred Phillips
    unnecessary complexity can be a poignant sign that someone (or a general
    area of research) is on the wrong path
    If it's a sign that something's wrong, then it's helpful, even if not strictly necessary. And we should have listened harder.

    A great case in point is the oversimplification in neoclassical economics. Following the recent crash, my Texas colleague, economist Jamie Galbraith, sent this testimony to Congress: "I write to you from a disgraced profession. Economic theory, as widely taught since the 1980s, failed miserably to understand the forces behind the financial crisis...."
    Hi Mike - I enjoyed reading your post, very insightful and challenging. It will receive the highest honor I can bestow, which is to forward it to my buddies who love to think about complexity. I had to laugh at your description of the complexity modeler who didn't have a clue how to test his model, or even imagine that anyone might actually want to test it. Your most damning point is that it is hard to think of a major advance in scientific knowledge made by the study of complexity. A possible exception is Ilya Prigogene's theory of complex dissipative systems. Was it worthy of a Nobel Prize?

    And yet, the word complexity does mean something. For instance, if I say that the iMac I am using to write this is more complex than the Apple IIe I bought in 1983, you will probably agree. Maybe complexity is a useful word like evolution or emergence that only makes sense in hindsight, or by comparison, and cannot have predictive value. We can probably agree that when life emerged on a previously sterile Earth, the mixture of atoms and molecules became more complex. And if we compare the biosphere today with the early microbial biosphere, we use the word evolution to explain in hindsight how complexity of the biosphere increased. In neither of those cases would we be able to predict from first principles of physics and chemistry how the increase in complexity would happen, but we agree that it did happen.

    Fred Pauser
    Michael,



    Are you familiar with the work of Professor Francis Heylighen of Denmark? He is the director of a transdisciplinary research project on "Evolution, Complexity, and Cognition." His home page is at:



    http://pcp.lanl.gov/HEYL.html



    He has written a lengthy paper on "The Growth of Structural and Functional Complexity during Evolution" at:



    http://pcp.lanl.gov/Papers/ComplexityGrowth.html


    Fred Phillips
    OK, I’m going to defend complexity and systems studies. My grad course in systems science (under a terrific teacher, Tim Ruefli, who, sad to say, succumbed to a brain tumor last month) was inspiring. It really captured my imagination, and that’s value proposition #1. If a new view of any scientific area (or, in this case, many areas) gets youngsters excited, so much the better.

    The course predated modern complexity studies; it was all Bertalanffy, Rapoport, George Miller, Ross Ashby, etc. – classical general systems theory. I’ve since tried to read as much of the new stuff as I can – had to, as Research Director at the IC2 Institute in the mid 90s, “managing” (ha!) Institute Fellows like Ilya Prigogine, economists Bill Barnett and Sten Thore (teacher of Nobel Laureate Finn Kydland), and the great Bill Cooper (teacher of Nobel Laureate John Nash).

    Value proposition #2: We whine about silos, but as we all know, interdisciplinary studies’ reception at the university or the corporate/government lab varies from outright hostility at worst, to tepid moral support and no funding at best. Creativity happens when a team with expertise in more than one discipline uses insights from one of them to illuminate a problem in another. Complexity is a “branded” interdisciplinary study that attracted philanthropy, via the Santa Fe Institute. More power to ‘em. I think creative things have happened there already, and more are likely.

    Michael, I hear you offering two objections to systems and complexity science: That proponents claim it will cure everything from cancer to hangnails; and that no real advances in biology have resulted. These points are well-founded. Still, I think I can offer significant counter-examples.

    Because the IC2 Director was a board member at the Santa Fe Institute, I was able to cadge fly-on-the-wall privileges at the SFI summer school, and attend the symposium that preceded one of the board meetings in those years. (There was too much partying the night after the symposium. Otherwise I’d remember more details of the following day, when a small group of us joyously bopped around LANL with Murray Gell-Mann.)

    An SFI immunologist gave a brilliant talk about how complexity studies enabled researchers to completely reconceptualize immunology. If you believe, as many do, that science’s role is help us see the world in new ways, as well as to generate new specific theories, facts, and data, then we have VP#3: Complexity studies bring great new perspectives. Fact-free? Perhaps. But new perspectives aplenty.

    As you mentioned, my late friend Ilya Prigogine did bring new facts and specifics in chemistry, based on the complexity perspective. Was it worth a Nobel Prize? To my embarrassment, my own PhD advisor (Director of UT-Austin’s Center for Cybernetic Studies) challenged Ilya on this point, loudly and none too politely. (My advisor maintained that the greats, back through Riemann all the way to Newton, knew that iterating a quadratic or a system of differential equations could lead to instability – they just couldn’t explore the knowledge fully because they didn’t have computers, and though Prigogine did have computers he didn’t invent them.) Though Prigogine did sometimes succumb to the “complexity and emergent order answers every question in the universe” syndrome, he knew how to turn it off and he didn’t confuse it with facts. He replied to my advisor with gentle graciousness, specifying exactly what he (Ilya) had contributed to the state of knowledge.

    In the same way but much more politely, I pushed back against something John Holland said at SFI. You’re right, he replied courteously and precisely, the genetic algorithm can’t do that, but here’s exactly what it can and does do. His manner as much as his knowledge impressed the hell out of me.

    My advisor was much more attentive and deferential to Benoit Mandelbrot, who had clearly contributed to applied mathematics and whose work had already affected areas from geography to cardiology to finance. I think it was Mandelbrot’s work that showed chaotic fluctuations in heart rhythms are a sign of good health rather than the opposite, and the regular beats doctors had approved of prior were in fact a sign of illness.

    In that vein, no pun intended, Prigogine and I started a project with a company, to see whether the changing dimensionality of skin surface differences in electrical potentials could be an effective early warning for breast cancer. However, the company lost its funding and we never did the experiments.

    Mandelbrot was interested in the dimensionality of the stock market also, as was Ilya Prigogine and Ilya’s post-doc Ping Chen. Ilya and Chen showed that a simple system of two differential equations can give rise to a series whose dimensionality is indistinguishable from that of the real stock market. However, in conversation, Ilya told me the market is about your expectations about my expectations about your expectations about… and so on ad infinitum. How this infinite regress’s results can be reflected by two simple DEs is mysterious. It is also the function of science to raise new questions, and in this case complexity studies did so: VP#4.

    Analyzing the complex dynamics of the Lotka-Volterra equations yielded a new explanation for the disappearance of species. Where it was previously thought that either predators had enough prey to eat or they didn’t, it was now clear that sometimes the complementary cycles of predator-prey populations could never recover; the chaotic cycle meant both populations could crash for “no apparent reason.” This was a new and specific result in population biology.
    The worst possibility is that people keep searching, decade after decade, for something that doesn’t exist.
    Right! The new interpretation of Lotka-Volterra meant that, e.g., paleontologists trying to explain an extinction by looking decade after decade for crop or climatic explanations might want to stop doing so, because we now understand there is not always a “reason.”

    You might say, the population and cardiology results are just demographics and medicine, not “real” biology. But then I would say you’re nitpicking.

    I am guilty of much name-dropping in this comment, and admit to a childish pleasure in it. I first met Prigogine and Bob Herman, discoverer of the cosmic background radiation, when I was a Junior Mathematician* at General Motors Research Laboratories and they were consulting with the labs on analyses of traffic flows. It tickled me to death when fifteen years later an accident of the alphabet put my name next to Prigogine’s in each year’s list of Fellows of the IC2 Institute. At the small conference at Lakeway, Texas, with Mandelbrot, I sat next to the mathematician Marc Kac and interpreted for him the geographic acronyms and jargon Mandelbrot was spewing. (Never having considered problems of urban and regional geography before, Kac was nonetheless interested. Here’s another value of interdisciplinary work: When methods and analyses prove applicable in many fields, it’s a suggestion that something profound is going on. We might not know what that something is, but good scientists are alert to it.) Melanie Mitchell was later my colleague at Oregon Graduate Institute of Science&Technology, and it was a passage from her book, Michael, with which you launched this thread.

    (I’ll soon post a separate blog laying out a few specific non-biological advances that have come from systems theory.)

    _______________

    * This was a humiliating title. I kept expecting GM to issue me a Fisher Price Junior Mathematician’s Kit :-(
    Fred Phillips
    System theorist George Miller, in an anthologized essay first published in the 50s or 60s, predicted that it would become widely popular, after the work of Shannon and Wiener, to see the whole universe as an information processor. Miller noted that after Newton, people loved to see the universe as a mechanical clockworks, and in the age of Carnot to see it as a gigantic heat engine. Each view, Miller said, is only part of the truth, and he urged that we not go overboard about the information processing analogy.
    kerrjac
    The lesson you get out of Godel's incompleteness theorem, I think, describes your frustration: That just because a system is perfectly logical, rational, consistent and complete (even if that combination were possible), does not mean it is true in the real world. 
    That is to say, internal consistency (or logic) is a necessary but not sufficient condition for explaining reality.