What Is Heritability?
    By Gerhard Adam | September 6th 2012 08:01 AM | 5 comments | Print | E-mail | Track Comments
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    "Heritability" is a term used in many articles and through much of the scientific literature and invariably promotes the idea that it relates specifically to inherited traits.  As a result, it is often assumed that the heritability of a particular trait relates to how much influence genetics has on the trait manifesting in an individual.

    However, that isn't what it means.

    Heritability attempts to address the relationship between nature (genetics) and nurture (environment), so that as each changes, the variation between individuals within a population can be estimated based on these influences.  In this context, "environment" simply represents everything external to the genome that could effect expression. 

    Therefore the first significant aspect of heritability that must be understood is that it tells us nothing about individuals.  It is strictly an estimate of the variations that occur within populations.  If heritability is applied to an individual it is a meaningless concept [since an individual cannot be said to vary with anything].

    It also doesn't tell us anything about the specific influence of genes on any particular trait, since that would be the result of inheritance.  We also need to understand that a trait is something that is "selectable".  In other words, there exists a possibility that outcomes can vary in the expression of a particular trait.  This follows from the Mendelian view of inheritance where genes are represented as two alleles [dominant and recessive], so that particular combinations would produce certain outcomes.  Therefore if there is no variation in the alleles, then everyone has the same genes and heritability would be zero.  Adaptations like having a heart or a stomach are not selectable (too many genes and interactions) and therefore tell us nothing about heritability.  The primary difference is that adaptations represent the cumulative effect of changes over time that have gone to fixation in a population.  As a result, there is no "selection" that would determine "heart or no heart".  Therefore we can consider that the heart is an adaptation, while the risk of heart disease is a trait.

    So what does it tell us?

    If we assume that both genetics and the environment influence the traits present in an organism, then we must account for which is the greater influence on differences between organisms (1).  

    So let's conduct a thought experiment to illustrate what is being evaluated.

    Assume that we can create an environment that is identical in every aspect for a particular population of organisms.  They develop and grow and as they reach adulthood we observe differences in the traits that they manifest.  Since the environment exerts an identical influence on the organisms, then we can rule out the environment as being a factor [in other words, it will affect them all equally].  From this we can conclude that whatever differences exist between organisms [variance] must be the result of genes alone.

    In this case, the heritability would be 1.0 or 100%, indicating that only the genes are responsible for the variation we see between individuals.

    Similarly we could conduct another thought experiment where we take individuals that are genetically identical [clones] and subject them to various environments.  When we examine the traits, whatever variation exists cannot be due to the genes [because they are identical] therefore, the variation is solely affected by the environment.  In this case the heritability would be 0.0 or 0% (2).

    However, what makes this concept a bit difficult is when we consider actual numbers within this context.  For example, let's consider that height may have a heritability of 0.90.  What this means is that while there is an influence exerted by environmental factors (such as nutrients) in the height of an individual, the major portion of the influence is exerted by the genes.  More importantly, it really tells us that the major influence in explaining the DIFFERENCES between individuals is accounted for in this fashion.

    Note that it tells us nothing about what gave rise to the particular height for any particular individual, but rather what explains the differences between individuals within a particular population.

    Looking at the plants in the diagram, we have a uniform environment on the left with nutrients and lighting, so therefore the variation in height is due solely to genes (heritability = 100%).  Using the same seeds, we change the environment to a poor nutrient level, and this time we have stunted plants whose variation is 100% affected by the genes, since the environment is still constant.
    This gives rise to the condition that "we can have total heritability within groups,substantial variation between groups, but no genetic difference between the groups".  In both cases, the environment is essentially held constant, so the variation in height is solely due to the genes, hence 100% heritability.  However, if we now combined both scenarios so that there were also environmental differences between the groups, then the heritability will be the 0.90 value indicated previously because the variation between the groups is not accounted for solely by the genes, but also by the environmental effects that produce the stunting. 

    What this particular designation provides is a means by which we can begin to estimate or assess the influences that may be present in particular traits.  So while genes are responsible for the expression of a trait, heritability is used to determine how specific such an expression is to the genes alone.

    As a result, heritability is often used in artificial selection to establish which traits are the most likely to be successfully selected for.  The higher the heritability of a trait, the more influence one has in obtaining that trait by selecting the best breeding pair.

    One difficulty that arises with heritability is that any considered trait must be demonstrably linked to genetic transmission.  This can become problematic when heritability is used to evaluate behavioral traits where the genetic link may be tenuous.  In an effort to measure heritability, there is often a reliance on twin studies under the assumption that variances between them must be accountable to environment since they are effectively genetically identical.  However, as previously mentioned, this can result in difficult interpretations when the traits in question are purely behavioral.  Until such time as behavioral traits can be explicitly linked to genes, any statement regarding heritability must be considered suspect.

    (1)  Heritability is ultimately a proportion which is expressed as a value between 0 and 1.  As a result, we can find heritability numbers that indicate 0.30 or 0.60 or some such proportion to indicate the influence of the genes in the variability of a particular trait.  In short, heritability can be defined as the ratio of variance due to genes to total variance in a population.

    It is given that genes are responsible for the trait itself.  Heritability attempts to establish the influence of nature (genes) versus nurture (environment) on the variability in a population.  Therefore the variation of a trait that has a heritability of .30 can be said to be influenced by genetics at about 30% and the environment at 70%.  In addition, such traits must actually be selectable.

    (2) Heritability is zero if either there is no variation in the genes [so there can be no variation in their expression due to genes], whether the result is because of genes going to fixation or because of genetic similarities as in twins or clones. 

    Picture courtesy of Nature Reviews | Neursoscience


    Bonny Bonobo alias Brat
    Great article Gerhard, I think I have been confused about what 'heritability' really meant for a long time, your thought experiments almost made it seem quite simple :)
    My latest forum article 'Australian Researchers Discover Potential Blue Green Algae Cause & Treatment of Motor Neuron Disease (MND)&(ALS)' Parkinsons's and Alzheimer's can be found at
    Gerhard Adam
    Thanks.  It seems that one area of confusion is in always making sure that whatever trait one applies heritability to, that it is truly selectable [i.e. there is a choice].  I think what else makes it confusing is that most traits are almost never purely 100% or 0% heritable.   So, it's always important to ask, what component of it is determined by genes, versus which component of it is influenced by the environment.
    Mundus vult decipi
    So it's not how much of a trait is due to genes but how much of the visible variation is're on a roll of thorough articles, Gerhard. Sascha can no longer joke about how your articles are not as good as your comments! :)
    Gerhard Adam
    Thanks .... :)
    Mundus vult decipi
    Sorry, I just saw an earlier post on race and had some brief comments:

    ***If this is to change, then where's the taxonomic argument for the change? What should the designations be? Interestingly enough, advocates are typically silent on this point. ***

    Neil Risch & colleagues pointed out in 'Categorization of humans in biomedical research: genes, race and disease': Genome Biology 2002, 3:comment2007-comment2007.1

    "With this as background, it is not surprising that numerous human population genetic studies have come to the identical conclusion - that genetic differentiation is greatest when defined on a continental basis. The results are the same irrespective of the type of genetic markers employed, be they classical systems [5], restriction fragment length polymorphisms (RFLPs) [6], microsatellites [7,8,9,10,11], or single nucleotide polymorphisms (SNPs) [12]. For example, studying 14 indigenous populations from 5 continents with 30 microsatellite loci, Bowcock et al. [7] observed that the 14 populations clustered into the five continental groups, as depicted in Figure 1. ...Effectively, these population genetic studies have recapitulated the classical definition of races based on continental ancestry - namely African, Caucasian (Europe and Middle East), Asian, Pacific Islander (for example, Australian, New Guinean and Melanesian), and Native American."

    These major geographic groups emerge in more recent studies. For example, in McEvoy et al "The tree divides the populations into five broad groups: African, East Asian, West Eurasian (European, Middle Eastern, and Central and South Asian populations), American, and Oceanic." Whole-Genome Genetic Diversity in a Sample of Australians with Deep Aboriginal Ancestry (Am J Hum Genet. 2010 August 13; 87(2): 297–305.)

    Some “biological concepts” of race are: “geographic subspecies” (Mayr), populations with hereditary differences (Brues), “local breeding populations” ( Dobzhansky), and “ecotypes” (Coyne). As for geographic subspecies, Ernst Mayr’s definition of a “geographic race” or “a geographically defined aggregate of local populations which differ taxonomically from other subdivisions of the species” is commonly accepted. There is no set criteria for “differ taxonomically.” Typically the 75% rule (of thumb) is used.

    ***So while it may be possible to identify a particular group based on historical, geographic, or cultural lines, this becomes untenable when those groups interbreed with members outside that group.***

    I thought zones of intergradation is a feature of sub-species groups? If that didn't occur you might be looking at separate species.