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    Quotes On Peer Review In HEP
    By Tommaso Dorigo | May 29th 2012 06:11 AM | 24 comments | Print | E-mail | Track Comments
    About Tommaso

    I am an experimental particle physicist working with the CMS experiment at CERN. In my spare time I play chess, abuse the piano, and aim my dobson...

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    Dear readers, your input is appreciated. Please read the following quotes and let me know what are your thoughts on the matter in the comments thread. You need not leave your name if you wish to remain anonymous, but I'd appreciate it if you mentioned your degree of education and whether you are/were/will be a scientist.

    Quote 1:
    "In my opinion, in experimental High-Energy Physics (HEP), scientific papers could well do without external review. HEP collaborations count dozens, and in a few cases thousands, of collaborators. Each of them is responsible for what gets published and is entitled to take part in the review process before a paper is sent to a peer-reviewed scientific journal. So a powerful internal screening blocks anything that is even remotely questionable before it reaches a journal."

    The above is probably a bit radical -I think it could be softened a bit, like saying "the majority of scientific papers". Do you agree on it anyway ?

    Quote 2:
    "Fundamental physics often advances with the presentation of ideas which may sound crazy at first. This exposes the field to being hijacked by deranged minds with their own “theory of everything” in their pocket. It can be difficult for a reviewer to know whether a study is worthy of publication and so there is a risk that reviewers decide on the basis of their personal biases and turn down good work, or let crazy papers pass."

    Perhaps a bit of context should be added. The quotes are mine, and they result from exchanges with the "Sense about Science" organization, a charitable trust that equips people to make sense of science and evidence on issues that matter to society. SAS is reviewing the issue of peer review, and will publish their work soon -they asked me to check the quotes above, and I thought you might contribute in improving them! The Sense about Science web site is at this link.

    Comments

    The idea that enough authors make one immune to peer review will surely go down well in homoeopathy and astrology. Quote 1 also sat oddly with the previous blog post, "I Authored 700 Papers. Did I Read Them All ? No."

    As to quote 2, this has always been true in science, and peer review has always been seen as better than no peer review.

    -- Anonymous scientist with PhD

    I suppose the first is mostly correct, however Opera (for instance) published without the consent of all colaborators and the result was questionable.

    The second one: My statistics are derived from a sample of one, so be sceptical: The paper about the impossible rotational symetry in quasicristals got published some 20 years ago although that current thinking at the time was that this is fundamentally impossible and completely crackpot idea. So I do not think that there is so much danger for paradigm shift research NOT being published because it is incorectly considered as crackpot. Moreover, even today crackpot papers can get published.

    A 4th year undergrad in ENS Lyon, France.

    No way on #1 That is the road to groupthink. I have been on large thousands of people industrial projects with excellent "Phase Review Discipline" and it still needed someone outside to review things with a different perspective.

    Plus this would be an attack point certainly for funding, and probably a good one.

    #2 well yes, and that is ok I think. I do want reviewers to get rid of the ridiculous though.

    I think peer review, flawed though it is, is absolutely essential to our field, even for experimental papers, which
    have had a vigorous internal review already. There is a useful psychological effect of knowing that you're
    going to try to get it into a peer reviewed journal, and a handy "time-stamp" on your paper: you have to get
    it into fine shape for then. I fear that losing peer review would open the flood gates to crap papers on the arxiv:
    some people would write any old crap, and signal to noise ratio would decrease substantially.

    Often, having criticism from strict reviewers has made my papers better. Also, Experimental papers' review process
    often ends up with slightly strange decisions as the result of horse-trading and compromise among the review boards.
    A reviewer can cut through that, requesting what is scientifically necessary.

    Is the process of large collaborations submitting to journals really the bottle neck?

    If big papers are already perfect, then they should sail through peer review no problem. But they should not get special treatment, because it could lead to smaller papers or even crackpots asking "me too?". Peer review everybody.

    The problem is not peer review but the journals themselves.

    I was going to say that these are absolutely wrong but then I read them again and realised that they are absolutley right. What would be wrong is the possible implications that someone might read into them. For example, the obvious implication of quote 1 would be that papers written by large collaborations do not need to be submitted for peer review. The quote does not say it yet the responses already given suggest that people are assuming that this is the conslusion. It would be wrong and unnecessary because the only way to make the distinction between papers that need further review and those that dont is to ask a reviewer, which is what already happens.

    Quote 2 is also true but the implications are less clear. It just shows that the current system is broken. How do SAS propose to fix it? Without knowing that it is hard to support the statement. It may be a trick where they then propose a solution and claim that people support it just because they agree with the quote. Probably I am being too cynical but the real point is that it is the conclusions about what should be done that they need to consult people about.

    I have PhD in physics

    First quote: I totally disagree. It is good if external referees see and comment the paper. Especially if the
    referees are from OTHER, maybe comepting experiments. They can have some more insight in the matter
    in the light of unpublished results of theyr own experiment. CMS referees for ATLAS papers and vice verse would
    be good, in the messy case of LHC experiments.

    Second quote: this problem has no solution.

    Anonymous HEP PhD.

    rholley
    Opera has been mentioned again among the comments.  Every time that comes up, I think of this famous song by Worton David and George Arthurs, performed here by Joyce Grenfell, one of the funniest ladies on British radio.
     



    There’s also a good version by a talented 13-year old on http://www.youtube.com/watch?v=xSJ1KvPniZc

    Lyrics as follows:

    I’m getting so tired of these comedy songs, I want to sing something divine,
    I’m sure and I’m certain to shine, as a star in the opera line.
    I simply love Wagner, Mozart and Puccini, their music is simply tip-top,
    So I mean to change my name Bloggs to Blogghini and see if I can’t get a “shop”!

           (Chorus)
    I want to sing in opera, I’ve got that type of voice,
    I’d always sing in opera if I could have my choice.
    Signor Caruso told me I ought to do so,
    That’s why I want to sing in op’ra - sing in op-pop-pop-pop-e-ra! Hoorah!

    I want to play Carmen, I just love the part, The music’s so awfully sweet!
    And all prima donnas I’d beat, if in Faust I’d played fair Marguerite,
    I’d warble and trill like a human canary in recitative or duet —
    But managers seem to be just a bit wary, my chance hasn’t happened as yet!

            (Chorus)
    I want to sing etc etc
    Robert H. Olley Quondam Physics Department University of Reading England
    Since we have the arXiv, which is (at least in principle) a general and open preprint server, what would the benefit possibly be of doing away with peer review? Having the arXiv to post your paper upon completion erases all the disadvantages of peer review, and leaves only its benefits, IMHO.

    fundamentally

    ArXiv requires endorsement. In that way it is not a two sided open access e-print archive. This is the reason of existence of http://www.viXra.com, which is a full two sided open access e-print archive.

    Both arXiv and viXra are mistrusted because they are not guarded by a peer review mechanism. Of course this holds more for viXra than for arXiv. Still many well classified scientists have problems to get proper endorsement.

    A peer reviewer has an impossible job. He can judge manuscripts that fall within his field of expertise, but he also has to judge manuscripts that fall outside this restricted area.

    Mechanisms like endorsement, notability and peer review are endangered to be abused. They are installed by institutions that want to guard their clique community and they are incapable to check every incoming manuscript. For that reason they install very coarse measures that inhibit the publication of unorthodox, controversial and refreshing concepts that are not supported by reckoned institutions.

    Quality insurance measures that work in the market place work far more efficiently.  Journals exists that describe and compare products with respect to their quality/price ratio and rate the discussed items. This system works well in the consumer and in the professional market. The hardware components market cannot exist without this mechanism. Without this you would not be able to buy affordable radio and TV sets, computers, automobiles, planes, kitchen equipment, etcetera.

    Consumer product guides use customer appraisal marks in order to rank products.

    The scientific community has still a lot to learn before it reaches a similar level.

    If you think, think twice
    Truth will always be truth, peer review or not.

    Most of the SUSY (such as, MSSM, etc.) were peer reviewed while most of them are now falsified.

    1)
    speaking of lhc experiments:
    Internal review are very hard and so far we saw very few papers rejected by the referees (usally because "search "analysis were based on subset of luminosity). So I think is something that makes sense.
    As somebody already said, ATLAS members should review CMS papers and viceversa. Find competent referrees will be soon difficult. (Tevatron-only scientisit they will probably disappear)

    2)
    one should not judge from his point of view (bias)
    if the method is scientifically correct and robust and there is some kind of scientific interest
    there is no reason why one paper should be rejected. (maybe one may wants to adjust the target. Not all papers are Nature-worth)
    Even if the topic is very "bizare"

    cheers,
    postdoc in one of lhc experiments

    The first quote rather raises the point, that the system of journals and external peer review is not fit for experimental HEP collaborations. But why try to fix with patches? IMO it would be better if the large HEP experiments would publish results along with data in an easy to read format for others to test the conclusions. Granted, phenomenologists and theorists would have to make simulations themselves, but that is doable in today's world of event generators. Who knows? Maybe some crackpot theories from quote II could be tested in this way, without having to waste collaboration resources.

    Regarding the second quote; yeah but what are you gonna do? Reviewers must always judge the sanity of an article based on the solidity of the method. Is the content scientific or not, not if conclusions are far fetched or not. I mean, string theory were still published last time I checked, and some would even argue that ST is not even scientific method... Bottom line must be, that most theories should be able to be published (if science), but only the true ones will stand the test of time.

    Cheers,
    Anonymos PhD student

    1)
    I think this is mostly true, for HEP.
    What I would like to see is more of a group reviewing process. For instance if accounts on a website like arxiv were only given to verified Physicists and then users were allowed to rate and comment on papers in a blog-like format. I also think it is important to move away from anonymous peer review, if you believe something put your name on it.

    2)
    See 1). The above gives full disclosure, there would be no final 'accepted/rejected' stamp, but the ratings and comments could give you an indication of consensus.

    Anon PhD student, with Masters in Physics.

    To paraphrase Churchill:
    "Anonymous refereeing is the worst form of gate-keeping, except for all those other forms that have been tried from time to time"

    Regarding the first point,

    I'm a pheno postdoc so do not have direct experience of working in an experimental collaboration. However, I have now heard many stories form my experimental friends of how 'charismatic' experimental leaders can 'guide' the conclusions that an experiment draws. A group at the top often comes to the answer and any dissent can be effectively crushed through various political tactics.

    I guess when I head the first story of this kind I was surprised. However, these get repeated from all experimental fields, LEP, SPS, Tevatron, astroparticle, dark matter detection... etc.

    I'm not convinced that external review always provides an antidote but at the very least, it's an extra check.

    dorigo
    Hi Anon,

    true, large collaborations tend to automatically get equipped with charismatic leaders and sub-leaders (not necessarily coincident with the people having responsibility positions in the experiment, but usually so). They however do not last long if they neglect the consultation of the whole collaboration.
    I have seldom seen leaders (or their lobbies) pushing a result through; most of the times I see them blocking results that look unsound. On this, external peer review has no effect.
    Outside reviewers can really do little in most cases. But I agree they do no harm either.

    Cheers,
    T.
    Quote one assumes that large collaborations will always act in the best interest of science, and not just those of the lead scientist. Remember the story of the emperors new clothes? If the one person who sees that the result is not what the majority thinks it is they could suffer career consequences. (Even more so if the person is part of some minority group).

    If the collaboration is large and run in an ethical way. If dissent from the majority will not equal being blacklisted then the first approach can work.

    Quote two touches on a very real problem. All the big revolutions that solved the big problems came from people who were on the fringe. There is reason to doubt the works by Einstein or even Newton would make it past a modern style peer review. Einstein's work was published just because the editor of Annalen der Physik liked his ideas. Newton, we would all do well to remember, published his ideas in a book that was not peer reviewed.

    If Philosophae Naturalis Principia Mathematica had been sent for a review before publication by notable scientist of his day it would have never been published. I mean "who is that upstart to dare introduce a new form of mathematics!" That's what may well have been said. Newton would have lost his tenure and the Lucasain professorship for lack of publications. Then went off to live in the woods and write very angry letters.

    What could replace peer review?

    The model that arxiv and Vixra demonstrate could replace peer review. Replace Arxiv's "endorsements" with a system that would limit publication to people with at least the equivalent of a Bachelors degree in science. Then allow open, public comments on the paper as is done at Vixra. The interested public can then read the comments and the paper and make up their own minds about weather it is worth further investigation or not. This solves what is, in my opinion, the big problem with peer review, the utter lack of transparency.

    fundamentally
    I am 70 yrs now. So an old fox. I have met several academics that could not write a reasonable scientific paper and certainly not a paper that contains new and refreshing ideas. I also have met several non-academic people that were capable of formulating very refreshing and controversial ideas that you normally would classify on an academic level. So I find it and odd idea to replace endorsement with the requirement of an academic degree. I already find endorsement an odd measure. Peaople that went working in the industry often quickly lose contact with the academic community that can act as endorsers. That does not say that these academics can no longer write academic papers.
    If you think, think twice
    In my opinion, the first quote has some truth to it - it's hard for an external referee to do much checking of the correctness of a result, especially if it's published in a 4-page long PRL! On the other hand, external referees can have a role to play in assessing the presentation of the result - is it clear (to someone outside the experiment)? does it provide the necessary details for people "downstream" of the result (say, phenomenologists using the data for fits)?

    Should have added: I'm a HEP postdoc

    Retired Ph.D. Scientist/Research Engineer
    1) External review brings in a set of fresh, out of the group think questions that sharpens and clarifies any paper.
    It is analogous to a court case where the facts are the same for both the defense and the prosecution. Defense takes those facts and presents a case that is the most logical and advantageous to the defendant. Internal reviews are similar and have a latent bias to get the paper out but they do make sure that the logic and the arguments are coherent. External reviews however are like the prosecution that takes the facts of the case and makes an argument against the defendant. Good external reviews are inherently adversarial and if you could clear it, it makes the paper really strong.
    2)Crazy ideas such as that the earth is round, rotates, and moves are the stuff that develops and pushes out the boundary of science. Any new idea should:
    a ) explain the existing data and observations, and
    b) should provide extrapolation that could be observed.
    If those two tenets are strictly followed it can be safely taken as a scientific breakthrough.

    Quote #1: certainly true for large HEP collaborations (such as CDF or ATLAS)... but NOT for all HEP community.
    Many HEP (experimental) papers are authored by few individuals, or come from small experimental groups,
    where the internal "screening" may be much loose.

    Quote #2: I agree but... it seems mainly referred to theoretical works. Experimental physics leave much less room for speculations.

    Tom, physicist with Ph.D.

    dorigo
    Thank you for your input Tom!
    Cheers,
    T.