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    How To Make Open Access Better: Make Publishing Free Too
    By Hank Campbell | September 4th 2010 04:03 AM | 14 comments | Print | E-mail | Track Comments
    About Hank

    I'm the founder of Science 2.0® and co-author of "Science Left Behind".

    A wise man once said Darwin had the greatest idea anyone...

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    Recent estimates are that 7-11% of published research is 'open access', a term used to distinguish content that is open to other researchers and the public (free of charge to read) from research available only to subscribers of journals (called 'toll access' by open access advocates) and readers in libraries.   Even at the high end of 11%, that isn't a huge response, since it would seem obvious that access to research would be better for everyone (discussed in Sharing Research Leads To Good Citations but disputed in Challenged: Does Open Access Mean Wider Dissemination For Science Publications? and Open Access Doesn't Lead To More Citations, Says Study).

    Why hasn't open access grown more?   It may be because scientists in mid-career don't need for their work to be part of a culture war between free access and free submission, they want to be recognized so they can continue to do work they love - and that requires funding which requires showing the work is useful.  It may be that print publications are pretty good at doing what they are supposed to do, namely getting important studies seen and so, like Blu-ray not really replacing DVD, 'good enough' is just that in publishing as well.  Authors who don't want subscription journals to keep copyright can buy it out for slightly more than online-only journals, and still have the legitimacy of print but even then they rarely do it, 10% according to Jocelyn Kaiser in Science, August 20, 2010 (sorry, a subscription journal).

    Another issue may be that open access on the back end is only part of the equation - cost has simply shifted from subscribers to researchers but research is not really 'open' if scientists have to choose between losing copyright entirely and buying it from a publisher, like the more popular open access journals require in the way of pay-to-publish fees.    Logically, a number of scientists have to wonder why a movement has built up around the idea that reading someone's work for free, especially if financed using taxpayer money, but no similar movement has built up around publishing for free.

    Basically, open access may not be taking off because it is just a waypoint toward 'open' completely.   Whatever the reason, scientists don't seem to care about being more open, at least the way it exists now.   It has been a matter of law for two years that NIH-funded research was to be published as open access but uptake is only 70%, and that is just a subset of government-funded research.    Scientists apparently don't see a benefit.

    Science 2.0 arguing against open access after endorsing it so many times?   Not at all, I am arguing for open publication as well as open access.   Print journals contend that a research article costs them $10,000 and that is their rationale for charging for subscriptions and carrying advertisements the way content magazines like Esquire do, but content magazines like Scientific American buy articles from writers and subscription journals do not.   BioMed Central, which pioneered the open access model, can publish those same articles for $740-$2,380 online and be profitable but why does it even cost that?   The answer is people; programmers to build a repository and editors to look things over and then maybe some server cost.

    But scientists are fine with government being in the science business and funding the overwhelming majority of science in the US and the government is also already in the publishing business without a problem.    PubMed Central is run by the U.S. National Institutes of Health and is completely free and, as I mentioned, NIH research already has to be in it.  So why not use it and eliminate all fees, both in subscription and submission, for life sciences research?   That would make science truly open and it would be terrific proof-of-concept.

    Peer review is done for free in both subscription-based and pay-to-publish journals so there is no additional cost there.   People who like to do peer review will continue to do it and the PubMed model could later simply be expanded outside life sciences.

    Open Access has been a good first step but Open Publishing, where publishing is free and access is free, may be the way to go to truly change the way research is understood and shared.

    Comments

    "Open Publication": A Wealth of Misassumptions and Misunderstandings

    Hank Campbell writes:

    "7-11% of published research is 'open access'… that isn't… huge… [R]esearch is not really 'open' if scientists have… pay-to-publish fees…. NIH… open access… uptake is only 70%… I am arguing for open publication as well as open access….why does [publishing]… cost [anything at all]?… editors to look things over [plus]… some server cost. PubMed Central is run by [NIH] and… completely free… So why not use it and eliminate all fees, both in subscription and submission…?  Peer review is done for free…"
    But:

       (1) NIH mandates self-archiving of published research in an open access repository; NIH does not mandate paying to publish in a pay-to-publish open access journal.

       (2) 70% open access is hugely more than 7-11% open access, and well on the road to 100%

       (3) Peer reviewers review for free, but managing peer review still entails some (small) costs.

    So what's missing is not more "open" publication but more open access mandates.

    Hank
    You're mixing terms, which is why you see misunderstanding.   There has only been 70% uptake in one section of US research that was mandated by Congress.  Overall open access publishing is 7% (low estimate) to 11% (high estimate).

    So even when it's required by law and free only 70% of life sciences research in the US is open access - that means scientists don't care about the open access movement the way you do.    After 10 years, 7-11% is not a movement, it is just another way for a few companies to make some money.

    Clearly, there are other obstacles to more open publication and I propose that forcing researchers to use taxpayer dollars to pay publishers is not much better received than letting publishers own copyrights on taxpayer-funded research.  The solution is to let government publish the research they already pay for.  They already have the manpower and conservative notions of "we don't want the government in publishing" will fall on deaf ears when government already controls the rest of the research chain.
    Want more no-nonsense, independent science? Buy Science Left Behind
    I am afraid it is you who are mixing terms. There are two ways to provide open access: authors self-archiving their published journal articles in an open access repository ("Green OA") and authors publishing their articles in an open access journal ("green OA").

    The spontaneous (unmandated) self-archiving rate is around 15% and the open access publishing rate is around 10%. (There are several estimates -- they are all in about that ballpark.)

    What NIH mandates (and all OA mandators mandate) is not Gold OA publishing but Green OA self-archiving. (No one is "forcing researchers to use taxpayer dollars to pay publishers.")

    And the success rate of those Green OA self-archiving mandates is about 60% within the first two years of the mandate, rising toward 100% thereafter.

    There are over 160 Green OA self-archiving mandates worldwide, including institutional mandates and funder mandates. The institutional mandates include Harvard, MIT, University College London. The funder mandates include NIH, all the RCUK in the UK and the ERC and EC in Europe. (See ROARMAP.)

    So, to repeat: mandates generate OA and what is missing is more mandates, not more open publication. Moreover, mandates are a tried and proven practical means of generating OA, whereas "open publication" is just speculation.

    Hank
    I see your distinction now but mandates do not issue forth and become a 'tried and proven' anything until they are tried before becoming law - no government mandates until they have an idea what it will do and how it will work.   I agree that open publication is speculation because obviously is isn't done yet, but open access was also speculation before an entrepreneur took a chance and started BMC.   8 years later NIH research was mandated.

    The only people resistant to open publication will be open access publishers (subscription journals don't make researchers pay to publish now so there is no money lost for them) because any time money and jobs are at stake that is to be expected, but eliminating middlemen is always going to result in lower cost.
    Want more no-nonsense, independent science? Buy Science Left Behind
    (1) Only one of the funder mandates (NIH) is based in legislation.

    (2) All the rest -- funder, institutional and departmental mandates -- are just administrative decisions (or faculty votes).

    (3) Not one of those decisions to mandate Green OA self-archiving has anything whatsoever to do with Gold OA publishing.

    (4) On the contrary, preoccupation with and speculation about Gold OA (and conflating it, as you have repeatedly done, with Green OA and OA itself) has been one of the biggest retardants on achieving OA across the years since the online medium first made it reachable

    (5) Virtually all refereed research is done at universities and research institutions.

    (6) So institutions are the universal providers of the OA movement's target content.

    (7) All institutions can mandate the self-archiving of their own refereed research output.

    (8) For those that have done so, it is an empirical fact -- tested, verified, documented -- that the mandates are generating OA (about 60% within 2 years; approaching 100% thereafter).

    (9) Yes, most empirical facts originate in hypothetical speculations.

    (10) But most hypothetical speculations never turn into empirical facts (and many are downright wrong) or impractical).

    (11) What is needed by research in the online era is OA.

    (12) OA has been shown to be fully within the research community's reach today, concretely and practically, through mandated Green OA.

    (13) The research community has already wasted over a decade waiting and speculating rather than grasping what it fully within its reach.

    (14) What is accordingly needed today is to do the doable, and reach universal OA.

    (15) After that, we can speculate about "open publication" -- not instead.

    Aitch
    One way people can work towards more openness, is to use open document format. [.odf]
    Both the UK government and Obama's administration have apparently pledged support

    http://www.odfalliance.org/blog/index.php/site/obama_open_government_dir...

    http://www.whitehouse.gov/omb/assets/memoranda_2010/m10-06.pdf

    http://www.odfalliance.org/

    Also Open Office, as an alternate to Micro$oft's monopoly

    http://why.openoffice.org/

    As well as PubMed, there is UK PubMed

    http://ukpmc.ac.uk/

    ....which has just been in the news as getting European funding/support

    http://www.wellcome.ac.uk/News/Media-office/Press-releases/2010/WTX05874...

    Looks like it's spreading to UK University research, too

    http://research.blogs.lincoln.ac.uk/2010/03/30/use-of-repository-to-beco...

    Edit: Just a few interested corporations etc supporting the Linux Open Compliance Program

    http://www.linuxfoundation.org/node/6536


    Aitch
    Hank
    Tools are just that, tools, and won't do much to create open access.   It doesn't matter if a format is DOC, PDF or this other thing if the culture is open because repositories will adjust or require a certain format.    You can mandate publication in PubMed, like I said, and even then the uptake is only 70%.   Stevan's solution is to pile on even more laws to artificially support the open access movement but my solution is to make the whole process free - publication and access.  Then I think it will be adapted more and without any loss of functionality or higher cost.
    Want more no-nonsense, independent science? Buy Science Left Behind
    Aitch
    I totally agree,  Hank, on the issue of open access

    Sadly, I think, commercial interests are against open access, particularly, with patents/protectionism, as exampled by Apple/Sony/drm, and there are moves to restrict rather than open information....including moves to multi-tier access to  the web

    My use of 'tools' is just to show and remind 'the other side' to a certain dominant product used in science

    Aitch
    Hank
    I actually have no issue with DRM.   Creators want to be paid for their content and if Apple can create a way to do that (and they did - the uptake of MP3 players and money to artists from MP3s prior to iTunes was non-existent) that is fine.   But in publishing, companies insist they have to get the work for free, primarily taxpayer-funded, and then own it - far more onerous than music or anything else.    On the other end, companies are saying they have to charge researchers for the privilege of publishing good research so independent researchers are still underwriting a corporate middleman to make the research available.   It's a key barrier and likely the biggest part of the reason why open access uptake is not higher.

    Television is free even though everyone gets paid and I think that can work in science publishing too.   But the government already has the structure in place and the cost is negligible so it would be easier for them, and government publishing is a lot more comfortable to academics than private companies running ads.
    Want more no-nonsense, independent science? Buy Science Left Behind
    Aitch
    It seems SEED magazine is following the story, with their own collaboration

    http://seedmagazine.com/content/article/science_2.0_pioneers/

    No Mention of Hank Campbell, as a Science 2.0 pioneer, though......so I have :)

    Liquid Publication, is a different label for the same idea, at ICT Europa

    Story from The Scientist

    http://www.the-scientist.com/blog/display/57613/

    http://cordis.europa.eu/ictresults/index.cfm?section=news&tpl=article&Br...

    http://project.liquidpub.org/

    Aitch :)
    Hank
    No surprise.  The original story they reprinted was written by the NY Academy of Sciences.  Like most people, they think the world outside NY City is some vast Mad Max wasteland and she seems to have gone to Google, found a person and then asked them for other names.   Seed republished it because it said their founder was a Science 2.o pioneer even though he runs a print magazine.   It also said Science, Nature and Google were Science 2.0 pioneers, despite the fact that one of them is a search engine company and 2 of them have magazines a hundred years old and hate anything online.

    Basically, I had to wonder if that whole piece was an April Fool's joke, though it turns out it wasn't.   I am happy if people know of Science 2.0, my name in it is irrelevant - unless they try to make a buck off of it, then I have to say something.   I did a story on Liquid Publication a while ago.

    You've been gone a while so you are still trying to catch up.   :)
    Want more no-nonsense, independent science? Buy Science Left Behind
    Aitch
    Yep, when I get access to blog again, instead of just post on other people's, I might get to come here more regularly

    Aitch :)
    Hank
    The button came back on yesterday.  I can't believe you don't check every hour.  We're not trying hard enough to be awesome, I suppose.
    Want more no-nonsense, independent science? Buy Science Left Behind
    Aitch
    LOL Thanks.....Check every hour...?

    Erhum, life outside SciBlog, you know.....

    Just keep trying to be awesome, Hank......One step at a time works! :-)

    Aitch